T  i  e  r  3      S  t  o  c  k  s

   

GICS

 

Date of

   

Div

 

10 Year

Five Year

Max Buy

Ideal Buy

Consider

   

Stock

Name

Classification

Type

Data

Price

Dividend

Frq

Yield

Low

Low

High

Price

Price <

Sell if >

Size

Notes

                                 

ARCC

Ares Cap Corp

Financials-Asset Mgt

BDC

8/9/2016

15.3700

0.3800

Q

9.89%

3.12

11.01

18.67

15.00

12.00

20.00

Mid

 

ABX

Barrick Gold

Gold & Copper Mining

Corp

8/8/2016

21.4200

0.0200

Q

0.38%

5.91

5.91

55.95

20.00

18.00

40.00

Large

 

AINV

Apollo Investment

Financials-Asset Mgt

BDC

8/9/2016

5.6800

0.1500

Q

13.20%

1.99

4.26

9.48

5.00

4.00

10.00

Mid

 

BX

Blackstone Group

Financials-Asset Mgt

MLP

8/9/2016

27.8900

0.3600

Q

6.24%

3.55

10.51

44.53

25.00

22.00

45.00

Large

 

BKCC

BlRock Capital Inv

Financials-Asset Mgt

BDC

8/9/2016

8.4700

0.2100

Q

9.92%

2.37

7.23

10.82

8.00

7.00

12.00

Small

 

FSC

Fifth St Finance Corp

Financials-Asset Mgt

BDC

8/9/2016

5.9300

0.0600

M

12.14%

5.02

4.40

11.13

5.50

5.00

12.00

Small

 

GAIN

Gladstone Invt Corp

Financials-Asset Mgt

BDC

8/9/2016

8.5700

0.0625

M

8.75%

2.26

6.06

8.60

7.00

6.00

9.00

Micro

 

HTGC

Hercules Tech Gr Cap

Financials-Asset Mgt

BDC

8/9/2016

14.0000

0.3100

Q

8.86%

3.41

7.79

17.25

12.00

10.00

18.00

Small

 

MAIN

Main Street Cap Corp

Financials-Asset Mgt

BDC

8/9/2016

34.5600

0.1800

M

6.42%

8.34

16.61

35.72

28.00

25.00

40.00

Small

 

PNNT

Pennantpark Invt Corp

Financials-Asset Mgt

BDC

8/9/2016

7.5600

0.2800

Q

14.81%

2.09

4.65

12.24

6.00

5.50

15.00

Small

 

PSEC

Prospect Capital Corp

Financials-Asset Mgt

BDC

8/9/2016

8.2700

0.0833

M

12.09%

5.21

5.21

12.25

7.00

6.00

12.00

Small

 

SLRC

Solar Capital

Financials-Asset Mgt

BDC

8/9/2016

20.2300

0.4000

Q

7.91%

15.05

15.05

25.95

18.00

15.00

25.00

Small

 

TCAP

Triangle Cap Corp

Financials-Asset Mgt

BDC

8/9/2016

19.7900

0.4500

Q

9.10%

4.00

13.62

30.70

18.00

16.00

30.00

Small

 

TICC

TICC Capital Corp

Financials-Asset Mgt

BDC

8/9/2016

6.1300

0.2900

Q

18.92%

2.21

4.16

11.09

5.50

4.50

12.00

Micro

 
HRZN Horizon Financial Financials-Asset Mgt BDC 12/25/2016 11.2200 0.1000 M 12.67% N/A 9,01 18.17 11.00 10.00 18.00 Micro  

MRCC

Monroe Capital

Financials-Asset Mgt

BDC

12/25/2016

15.5600

0.3500

Q

9.07%

N/A

10.02

16.37

15.00

14.00

18.00

Micro

 

KED

Kayne Anderson Dev

Financials-Asset Mgt

BDC

8/9/2016

18.1400

0.4800

Q

10.58%

6.26

9.86

38.70

18.00

15.00

25.00

Micro

 

NLY

Annaly Cap Mgt

Financials-Mortgage Reit

Reit

8/9/2016

11.2200

0.3000

Q

10.70%

9.17

8.25

18.45

10.00

9.00

16.00

Large

 

MFA

MFA Financial Inc

Financials-Mortgage Reit

Reit

8/9/2016

7.8500

0.2000

Q

10.19%

3.98

5.61

9.59

7.00

6.50

12.00

Mid

 

AGNC

AGNC Investment

Financials-Mortgage Reit

Reit

8/9/2016

20.0100

0.1800

Q

10.79%

12.00

15.69

36.77

18.00

16.00

26.00

Mid

 

IRM

Iron Mountain

Financials-Specialty Reit

Reit

8/9/2016

36.7700

0.4850

Q

5.28%

16.71

23.64

41.53

32.00

28.00

40.00

Mid

 

MPW

Medical Prop Trust

Financials-Specialty Reit

Reit

8/9/2016

15.6000

0.2300

Q

5.90%

2.76

8.17

17.73

12.00

10.00

18.00

Small

 

SNH

Senior Housing Prop Trust

Financials-Specialty Reit

Reit

12/25/2016

18.1300

0.3900

Q

8.63%

9.82

13.53

29.99

18.00

16.00

28.00

Mid

 

STAG

Stag Industrial

Financials-Specialty Reit

Reit

8/9/2016

24.8800

0.1158

M

5.59%

9.55

9.67

27.61

20.00

18.00

28.00

Small

 

CNSL

Consolidated Comm

Telecom-Intg Telecom Svcs

Corp

8/9/2016

25.7200

0.3874

Q

6.03%

7.27

12.97

28.81

20.00

18.00

28.00

Small

 

WIN

Windstream Corp

Telecom-Intg Telecom Svcs

Corp

8/9/2016

9.0900

0.1500

Q

6.60%

4.42

4.42

21.50

5.00

4.50

12.00

Mid

 

FTR

Frontier Comm Corp

Telecom-Intg Telecom Svcs

Corp

8/9/2016

4.9500

0.1050

Q

8.48%

3.06

3.06

8.46

4.50

4.00

8.00

Mid

 

CTL

CenturyLink Inc

Telecom-Integrated Svcs

Corp

8/9/2016

30.1500

0.5400

Q

7.16%

20.45

21.94

46.87

28.00

25.00

40.00

Large

 

APLP

Archrock Partners LP

Energy-O&G Gas Cmp Svcs

MLP

8/9/2016

15.3100

0.2850

Q

7.45%

5.36

5.36

32.39

14.00

12.00

25.00

Small

 

MMLP

Martin Midstream LP

Energy-O&G Operations

MLP

8/9/2016

19.8600

0.8125

Q

16.36%

12.00

13.27

48.90

19.00

16.00

25.00

Small

 

NEM

Newmont Mining

Gold & Copper Mining

Corp

8/9/2016

45.0000

0.0250

Q

0.22%

15.39

15.39

72.42

35.00

32.00

60.00

Large

 

FCX

Freeport-McMoran

Gold & Copper Mining

Corp

8/9/2016

12.0900

0.0000

Q

0.00%

3.52

3.52

48.96

10.00

8.00

40.00

Large

 

PAAS

Pan American Silver

Silver Mining

Corp

8/9/2016

19.6800

0.0125

Q

0.25%

5.38

5.38

34.49

15.00

12.00

30.00

Small

 

RIG

Transocean LTD

Oil & Gas Drilling

Corp

8/9/2016

11.0100

0.0000

Q

0.00%

7.67

7.67

60.09

10.00

8.00

40.00

Large

 

ESV

Ensco PLC

Oil & Gas Drilling

Corp

8/9/2016

8.9800

0.0100

Q

0.45%

7.25

7.25

65.82

8.00

6.00

40.00

Mid

 

NE

Noble PLC

Oil & Gas Drilling

Corp

8/9/2016

7.1900

0.0200

Q

1.13%

6.66

6.66

36.99

6.00

5.00

25.00

Mid